SPDR SER TR

Ticker: SPMD CUSIP: 78464A847 Class: PORTFOLIO S&P400

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 7,344 Value ($000) $266 Avg Close — Range —
Q3 2019
Shares 7,463 Value ($000) $253 Avg Close — Range —
Q2 2019
Shares 7,680 Value ($000) $262 Avg Close — Range —
Q1 2019
Shares 14,524 Value ($000) $484 Avg Close — Range —
Q4 2018
Shares 17,101 Value ($000) $503 Avg Close — Range —
Q3 2018
Shares 30,029 Value ($000) $1,086 Avg Close — Range —