SPDR SER TR

Ticker: SPMD CUSIP: 78464A847 Class: PORTFOLIO S&P400

NorthRock Partners, LLC's Holding History (CIK: 0001632097)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 5,514 Value ($000) $319 Avg Close — Range —
Q3 2025
Shares 5,903 Value ($000) $338 Avg Close — Range —
Q1 2025
Shares 4,120 Value ($000) $211 Avg Close — Range —
Q4 2024
Shares 4,286 Value ($000) $234 Avg Close — Range —
Q3 2024
Shares 4,286 Value ($000) $234 Avg Close — Range —
Q2 2024
Shares 1,828 Value ($000) $94 Avg Close — Range —