SPDR SERIES TRUST

CUSIP: 78464a417 Class: BRC HGH YLD BD

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 59,095 Value ($000) $2,004 Avg Close — Range —
Q2 2014
Shares 90 Value ($000) $4 Avg Close — Range —