SSGA ACTIVE ETF TR

Ticker: ULST CUSIP: 78467V707 Class: ULT SHT TRM BD

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 15,556 Value ($000) $622 Avg Close — Range —
Q3 2014
Shares 10,020 Value ($000) $402 Avg Close — Range —