SSGA ACTIVE ETF TR

Ticker: ULST CUSIP: 78467V707 Class: ULT SHT TRM BD

Vivaldi Capital Management LP's Holding History (CIK: 0001682021)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019

Shares 319,216 Value ($000) $12,906 Avg Close — Range —

Q2 2019

Shares 318,760 Value ($000) $12,887 Avg Close — Range —

Q1 2019

Shares 240,939 Value ($000) $9,725 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2019	319,216	$12,906	—	—
Q2 2019	318,760	$12,887	—	—
Q1 2019	240,939	$9,725	—	—