SSGA ACTIVE ETF TR

Ticker: TOTL CUSIP: 78467V848 Class: SPDR TR TACTIC

Yorktown Management & Research Co Inc's Holding History (CIK: 0001313559)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 180,000 Value ($000) $8,710 Avg Close — Range —

Q3 2016

Shares 187,000 Value ($000) $9,385 Avg Close — Range —

Q2 2016

Shares 7,000 Value ($000) $349 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	180,000	$8,710	—	—
Q3 2016	187,000	$9,385	—	—
Q2 2016	7,000	$349	—	—