SSGA ACTIVE ETF TR

Ticker: TOTL CUSIP: 78467V848 Class: SPDR TR TACTIC

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 109,203 Value ($000) $5,392 Avg Close — Range —
Q4 2015
Shares 101,732 Value ($000) $4,944 Avg Close — Range —
Q3 2015
Shares 95,178 Value ($000) $4,713 Avg Close — Range —
Q2 2015
Shares 95,184 Value ($000) $4,714 Avg Close — Range —