SSGA ACTIVE ETF TR

Ticker: TOTL CUSIP: 78467V848 Class: SPDR TR TACTIC

Institute for Wealth Management, LLC.'s Holding History (CIK: 0001533954)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 4,883 Value ($000) $231 Avg Close — Range —
Q3 2021
Shares 5,292 Value ($000) $256 Avg Close — Range —
Q2 2021
Shares 5,291 Value ($000) $256 Avg Close — Range —
Q1 2021
Shares 5,378 Value ($000) $259 Avg Close — Range —
Q4 2020
Shares 5,975 Value ($000) $294 Avg Close — Range —
Q3 2020
Shares 7,247 Value ($000) $357 Avg Close — Range —
Q2 2020
Shares 7,667 Value ($000) $380 Avg Close — Range —
Q1 2020
Shares 8,411 Value ($000) $403 Avg Close — Range —
Q4 2019
Shares 8,766 Value ($000) $429 Avg Close — Range —
Q3 2019
Shares 9,761 Value ($000) $481 Avg Close — Range —
Q2 2019
Shares 12,672 Value ($000) $622 Avg Close — Range —
Q1 2019
Shares 13,066 Value ($000) $632 Avg Close — Range —
Q4 2018
Shares 16,123 Value ($000) $764 Avg Close — Range —
Q3 2018
Shares 18,758 Value ($000) $889 Avg Close — Range —
Q2 2018
Shares 20,073 Value ($000) $957 Avg Close — Range —
Q1 2018
Shares 21,118 Value ($000) $1,004 Avg Close — Range —
Q4 2017
Shares 41,419 Value ($000) $2,010 Avg Close — Range —
Q3 2017
Shares 6,558 Value ($000) $323 Avg Close — Range —
Q2 2017
Shares 8,800 Value ($000) $433 Avg Close — Range —
Q4 2015
Shares 39,446 Value ($000) $1,917 Avg Close — Range —
Q3 2015
Shares 57,518 Value ($000) $2,848 Avg Close — Range —