SSGA ACTIVE ETF TR

Ticker: TOTL CUSIP: 78467V848 Class: SPDR TR TACTIC

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 5,353 Value ($000) $262 Avg Close — Range —

Q4 2016

Shares 5,353 Value ($000) $259 Avg Close — Range —

Q2 2016

Shares 4,000 Value ($000) $200 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	5,353	$262	—	—
Q4 2016	5,353	$259	—	—
Q2 2016	4,000	$200	—	—