SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 175 Value ($000) $46 Avg Close — Range —
Q2 2018
Shares 100 Value ($000) $24 Avg Close — Range —
Q1 2018
Shares 100 Value ($000) $24 Avg Close — Range —
Q4 2017
Shares 100 Value ($000) $25 Avg Close — Range —
Q3 2017
Shares 100 Value ($000) $22 Avg Close — Range —
Q2 2017
Shares 130 Value ($000) $28 Avg Close — Range —
Q1 2017
Shares 130 Value ($000) $27 Avg Close — Range —
Q4 2016
Shares 130 Value ($000) $26 Avg Close — Range —
Q2 2015
Shares 200 Value ($000) $35 Avg Close — Range —
Q1 2015
Shares 200 Value ($000) $36 Avg Close — Range —
Q4 2014
Shares 200 Value ($000) $36 Avg Close — Range —
Q3 2014
Shares 200 Value ($000) $34 Avg Close — Range —
Q2 2014
Shares 200 Value ($000) $34 Avg Close — Range —
Q1 2014
Shares 200 Value ($000) $33 Avg Close — Range —
Q4 2013
Shares 200 Value ($000) $33 Avg Close — Range —