SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

EQUITEC PROPRIETARY MARKETS, LLC's Holding History (CIK: 0001143261)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 18,440 Value ($000) $6,700 Avg Close — Range —
Q4 2020
Shares 16,000 Value ($000) $4,893 Avg Close — Range —