SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 837 Value ($000) $256 Avg Close — Range —
Q4 2011
Shares 7,000 Value ($000) $853 Avg Close — Range —
Q3 2011
Shares 7,200 Value ($000) $784 Avg Close — Range —
Q2 2011
Shares 15,623 Value ($000) $1,935 Avg Close — Range —
Q1 2011
Shares 17,232 Value ($000) $2,120 Avg Close — Range —
Q4 2010
Shares 24,706 Value ($000) $2,857 Avg Close — Range —
Q1 2010
Shares 21,400 Value ($000) $2,324 Avg Close — Range —