SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 17,642 Value ($000) $4,101 Avg Close — Range —
Q3 2018
Shares 773,342 Value ($000) $205,974 Avg Close — Range —
Q2 2018
Shares 27,829 Value ($000) $6,755 Avg Close — Range —
Q1 2018
Shares 36,829 Value ($000) $8,789 Avg Close — Range —
Q4 2017
Shares 36,976 Value ($000) $9,022 Avg Close — Range —
Q3 2017
Shares 37,125 Value ($000) $8,252 Avg Close — Range —
Q2 2017
Shares 342,619 Value ($000) $72,662 Avg Close — Range —
Q1 2017
Shares 434,429 Value ($000) $89,587 Avg Close — Range —
Q4 2016
Shares 174,496 Value ($000) $34,353 Avg Close — Range —
Q3 2016
Shares 686,583 Value ($000) $125,643 Avg Close — Range —
Q2 2016
Shares 64,321 Value ($000) $11,499 Avg Close — Range —
Q1 2016
Shares 154,403 Value ($000) $27,101 Avg Close — Range —
Q4 2015
Shares 904,142 Value ($000) $157,591 Avg Close — Range —
Q3 2015
Shares 156,425 Value ($000) $25,493 Avg Close — Range —
Q2 2015
Shares 156,685 Value ($000) $27,504 Avg Close — Range —
Q1 2015
Shares 154,425 Value ($000) $27,281 Avg Close — Range —
Q4 2014
Shares 1,330,047 Value ($000) $235,264 Avg Close — Range —
Q3 2014
Shares 1,395,951 Value ($000) $237,199 Avg Close — Range —
Q2 2014
Shares 1,190,432 Value ($000) $199,946 Avg Close — Range —
Q1 2014
Shares 93,750 Value ($000) $15,382 Avg Close — Range —
Q4 2013
Shares 574,864 Value ($000) $94,771 Avg Close — Range —
Q3 2013
Shares 80,575 Value ($000) $12,164 Avg Close — Range —
Q2 2013
Shares 1,109,878 Value ($000) $165,030 Avg Close — Range —
Q1 2013
Shares 1,055,045 Value ($000) $153,338 Avg Close — Range —
Q4 2012
Shares 2,059,767 Value ($000) $269,050 Avg Close — Range —