SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

OPPENHEIMER ASSET MANAGEMENT INC.'s Holding History (CIK: 0001269119)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 3,418 Value ($000) $974 Avg Close — Range —
Q3 2018
Shares 4,268 Value ($000) $1,128 Avg Close — Range —
Q2 2018
Shares 3,532 Value ($000) $857 Avg Close — Range —
Q1 2018
Shares 6,279 Value ($000) $1,516 Avg Close — Range —
Q4 2017
Shares 6,193 Value ($000) $1,386 Avg Close — Range —
Q3 2017
Shares 6,193 Value ($000) $1,386 Avg Close — Range —
Q2 2017
Shares 6,997 Value ($000) $1,492 Avg Close — Range —
Q1 2017
Shares 6,999 Value ($000) $1,444 Avg Close — Range —