SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 66,900 Value ($000) $11,817 Avg Close — Range —
Q4 2015
Shares 111,900 Value ($000) $19,469 Avg Close — Range —
Q3 2015
Shares 162,800 Value ($000) $26,475 Avg Close — Range —
Q2 2015
Shares 158,500 Value ($000) $27,867 Avg Close — Range —
Q4 2014
Shares 450,500 Value ($000) $80,135 Avg Close — Range —
Q3 2014
Shares 600,300 Value ($000) $102,093 Avg Close — Range —
Q2 2014
Shares 602,300 Value ($000) $101,120 Avg Close — Range —
Q3 2013
Shares 806,700 Value ($000) $121,812 Avg Close — Range —