SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

Aureus Asset Management, LLC's Holding History (CIK: 0001381296)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 1,500 Value ($000) $296 Avg Close — Range —
Q3 2016
Shares 1,500 Value ($000) $274 Avg Close — Range —