SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

Richard C. Young & CO., LTD.'s Holding History (CIK: 0001387304)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 225,495 Value ($000) $37,313 Avg Close — Range —
Q3 2013
Shares 242,027 Value ($000) $36,546 Avg Close — Range —
Q2 2013
Shares 247,254 Value ($000) $36,730 Avg Close — Range —