SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

Baker Avenue Asset Management, LP's Holding History (CIK: 0001432529)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023
Shares 238 Value ($000) $80 Avg Close — Range —
Q2 2023
Shares 238 Value ($000) $82 Avg Close — Range —
Q1 2023
Shares 238 Value ($000) $79 Avg Close — Range —
Q4 2022
Shares 294 Value ($000) $97 Avg Close — Range —
Q1 2021
Shares 300 Value ($000) $99 Avg Close — Range —