SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

GAM Holding AG's Holding History (CIK: 0001438848)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019
Shares 25,001 Value ($000) $6,730 Avg Close — Range —
Q2 2019
Shares 25,001 Value ($000) $6,647 Avg Close — Range —
Q1 2019
Shares 25,001 Value ($000) $6,479 Avg Close — Range —
Q4 2018
Shares 25,001 Value ($000) $5,830 Avg Close — Range —
Q3 2018
Shares 25,001 Value ($000) $6,610 Avg Close — Range —
Q2 2018
Shares 25,001 Value ($000) $6,068 Avg Close — Range —
Q1 2018
Shares 25,001 Value ($000) $6,035 Avg Close — Range —
Q4 2017
Shares 56,801 Value ($000) $14,051 Avg Close — Range —
Q3 2017
Shares 64,201 Value ($000) $14,369 Avg Close — Range —
Q2 2017
Shares 64,201 Value ($000) $13,690 Avg Close — Range —
Q1 2017
Shares 64,201 Value ($000) $13,247 Avg Close — Range —
Q4 2016
Shares 64,451 Value ($000) $12,730 Avg Close — Range —
Q3 2016
Shares 64,451 Value ($000) $11,780 Avg Close — Range —
Q2 2016
Shares 129,700 Value ($000) $23,221 Avg Close — Range —
Q1 2016
Shares 68,550 Value ($000) $12,109 Avg Close — Range —
Q4 2015
Shares 69,150 Value ($000) $12,031 Avg Close — Range —
Q3 2015
Shares 71,782 Value ($000) $11,673 Avg Close — Range —
Q2 2015
Shares 70,782 Value ($000) $12,445 Avg Close — Range —
Q1 2015
Shares 70,782 Value ($000) $12,569 Avg Close — Range —
Q4 2014
Shares 71,484 Value ($000) $12,716 Avg Close — Range —
Q3 2014
Shares 71,484 Value ($000) $12,157 Avg Close — Range —
Q2 2014
Shares 71,484 Value ($000) $12,001 Avg Close — Range —
Q1 2014
Shares 56,331 Value ($000) $9,254 Avg Close — Range —
Q4 2013
Shares 60,631 Value ($000) $10,033 Avg Close — Range —
Q3 2013
Shares 14,171 Value ($000) $2,140 Avg Close — Range —