SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

Transamerica Financial Advisors, Inc.'s Holding History (CIK: 0001502149)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 6,733 Value ($000) $1,190 Avg Close — Range —
Q4 2015
Shares 2,725 Value ($000) $475 Avg Close — Range —
Q3 2015
Shares 940 Value ($000) $153 Avg Close — Range —
Q2 2015
Shares 15,127 Value ($000) $2,660 Avg Close — Range —
Q1 2015
Shares 33,745 Value ($000) $5,993 Avg Close — Range —
Q2 2013
Shares 70 Value ($000) $11 Avg Close — Range —