SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

Smart Portfolios, LLC's Holding History (CIK: 0001513227)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 9,260 Value ($000) $2,570 Avg Close — Range —
Q2 2020
Shares 9,315 Value ($000) $2,558 Avg Close — Range —
Q1 2019
Shares 18,582 Value ($000) $4,815 Avg Close — Range —
Q4 2018
Shares 23,189 Value ($000) $5,408 Avg Close — Range —
Q3 2018
Shares 30,271 Value ($000) $8,003 Avg Close — Range —
Q1 2015
Shares 1,941 Value ($000) $311 Avg Close — Range —
Q4 2014
Shares 1,941 Value ($000) $311 Avg Close — Range —
Q3 2014
Shares 21,696 Value ($000) $3,692 Avg Close — Range —