SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

Annex Advisory Services, LLC's Holding History (CIK: 0001542287)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 941 Value ($000) $201 Avg Close — Range —
Q1 2017
Shares 1,123 Value ($000) $232 Avg Close — Range —
Q4 2016
Shares 1,224 Value ($000) $242 Avg Close — Range —
Q3 2016
Shares 1,571 Value ($000) $287 Avg Close — Range —
Q2 2016
Shares 1,637 Value ($000) $293 Avg Close — Range —
Q1 2016
Shares 1,637 Value ($000) $289 Avg Close — Range —
Q4 2015
Shares 1,745 Value ($000) $304 Avg Close — Range —
Q3 2015
Shares 1,900 Value ($000) $309 Avg Close — Range —
Q2 2015
Shares 2,194 Value ($000) $386 Avg Close — Range —
Q1 2015
Shares 2,005 Value ($000) $356 Avg Close — Range —
Q4 2014
Shares 2,881 Value ($000) $513 Avg Close — Range —
Q3 2014
Shares 3,295 Value ($000) $560 Avg Close — Range —
Q2 2014
Shares 3,354 Value ($000) $563 Avg Close — Range —
Q1 2014
Shares 3,448 Value ($000) $566 Avg Close — Range —
Q4 2013
Shares 5,393 Value ($000) $892 Avg Close — Range —
Q3 2013
Shares 8,741 Value ($000) $1,320 Avg Close — Range —
Q2 2013
Shares 10,148 Value ($000) $1,508 Avg Close — Range —