SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

Catalyst Capital Advisors LLC's Holding History (CIK: 0001549275)

Note: Option positions (PUT/CALL) are excluded.

Q1 2014
Shares 12,600 Value ($000) $2,070 Avg Close — Range —