SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

NorthRock Partners, LLC's Holding History (CIK: 0001632097)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 640 Value ($000) $308 Avg Close — Range —
Q3 2025
Shares 1,077 Value ($000) $500 Avg Close — Range —
Q4 2019
Shares 196 Value ($000) $56 Avg Close — Range —
Q1 2019
Shares 1,396 Value ($000) $362 Avg Close — Range —