SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

Pointe Capital Management LLC's Holding History (CIK: 0001640335)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 2,210 Value ($000) $676 Avg Close — Range —
Q3 2020
Shares 2,210 Value ($000) $613 Avg Close — Range —
Q2 2020
Shares 2,210 Value ($000) $570 Avg Close — Range —
Q1 2020
Shares 2,210 Value ($000) $484 Avg Close — Range —
Q4 2016
Shares 22,951 Value ($000) $4,533,151 Avg Close — Range —