SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

Klingman & Associates, LLC's Holding History (CIK: 0001662449)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 33 Value ($000) $6 Avg Close — Range —
Q2 2016
Shares 33 Value ($000) $6 Avg Close — Range —
Q1 2016
Shares 833 Value ($000) $147 Avg Close — Range —
Q4 2015
Shares 833 Value ($000) $145 Avg Close — Range —
Q3 2015
Shares 850 Value ($000) $138 Avg Close — Range —
Q2 2015
Shares 850 Value ($000) $149 Avg Close — Range —
Q1 2015
Shares 850 Value ($000) $151 Avg Close — Range —
Q4 2014
Shares 800 Value ($000) $142 Avg Close — Range —