SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

FNY Investment Advisers, LLC's Holding History (CIK: 0001742998)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022
Shares 400 Value ($000) $114 Avg Close — Range —
Q2 2018
Shares 2,475 Value ($000) $600 Avg Close — Range —