SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

Sargent Investment Group, LLC's Holding History (CIK: 0001766157)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 7,900 Value ($000) $2,100 Avg Close — Range —
Q1 2019
Shares 8,000 Value ($000) $2,073 Avg Close — Range —
Q4 2018
Shares 8,040 Value ($000) $1,875 Avg Close — Range —