SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 16 Value ($000) $8 Avg Close — Range —
Q3 2025
Shares 16 Value ($000) $7 Avg Close — Range —
Q2 2021
Shares 2 Value ($000) $1 Avg Close — Range —
Q1 2021
Shares 2 Value ($000) $1 Avg Close — Range —
Q4 2020
Shares 2 Value ($000) $1 Avg Close — Range —
Q3 2020
Shares 2 Value ($000) $1 Avg Close — Range —
Q2 2020
Shares 2 Value ($000) $1 Avg Close — Range —
Q1 2020
Shares 25 Value ($000) $5 Avg Close — Range —
Q4 2019
Shares 21 Value ($000) $6 Avg Close — Range —
Q3 2019
Shares 21 Value ($000) $6 Avg Close — Range —
Q2 2019
Shares 21 Value ($000) $6 Avg Close — Range —
Q1 2019
Shares 297 Value ($000) $77 Avg Close — Range —
Q4 2018
Shares 378 Value ($000) $88 Avg Close — Range —