SPDR DOW JONES INDL AVERAGE

Ticker: DIA CUSIP: 78467X109 Class: UT SER 1

Empirical Asset Management, LLC's Holding History (CIK: 0001926596)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 861 Value ($000) $414 Avg Close — Range —
Q3 2025
Shares 900 Value ($000) $417 Avg Close — Range —
Q2 2025
Shares 900 Value ($000) $397 Avg Close — Range —
Q1 2025
Shares 900 Value ($000) $378 Avg Close — Range —