SPDR S&P MIDCAP 400 ETF TR

Ticker: MDY CUSIP: 78467Y107 Class: Exchange Traded Fund

CHARLES SCHWAB INVESTMENT MANAGEMENT INC's Holding History (CIK: 0000884546)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 1,400 Value ($000) $396 Avg Close — Range —
Q2 2016
Shares 4,000 Value ($000) $1,090 Avg Close — Range —
Q1 2016
Shares 1,000 Value ($000) $263 Avg Close — Range —
Q4 2015
Shares 1,000 Value ($000) $255 Avg Close — Range —
Q2 2014
Shares 5,005 Value ($000) $1,305 Avg Close — Range —
Q4 2013
Shares 4,450 Value ($000) $1,087 Avg Close — Range —
Q2 2013
Shares 2,510 Value ($000) $536 Avg Close — Range —