SPDR S&P MIDCAP 400 ETF TR

Ticker: MDY CUSIP: 78467Y107 Class: Exchange Traded Fund

Invesco Ltd.'s Holding History (CIK: 0000914208)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013

Shares 10,074 Value ($000) $2,460 Avg Close — Range —

Q3 2013

Shares 10,026 Value ($000) $2,269 Avg Close — Range —

Q2 2013

Shares 10,429 Value ($000) $2,191 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2013	10,074	$2,460	—	—
Q3 2013	10,026	$2,269	—	—
Q2 2013	10,429	$2,191	—	—