SPDR S&P MIDCAP 400 ETF TR

Ticker: MDY CUSIP: 78467Y107 Class: Exchange Traded Fund

INGALLS & SNYDER LLC's Holding History (CIK: 0001041885)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016

Shares 1,000 Value ($000) $302 Avg Close — Range —

Q3 2016

Shares 1,000 Value ($000) $282 Avg Close — Range —

Q2 2016

Shares 1,000 Value ($000) $272 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2016	1,000	$302	—	—
Q3 2016	1,000	$282	—	—
Q2 2016	1,000	$272	—	—