SPDR S&P MIDCAP 400 ETF TR

Ticker: MDY CUSIP: 78467Y107 Class: Exchange Traded Fund

HORIZON KINETICS ASSET MANAGEMENT LLC's Holding History (CIK: 0001056823)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 2,093 Value ($000) $786 Avg Close — Range —
Q3 2019
Shares 2,523 Value ($000) $889 Avg Close — Range —
Q2 2019
Shares 4,742 Value ($000) $1,682 Avg Close — Range —
Q1 2019
Shares 5,642 Value ($000) $1,949 Avg Close — Range —