SPDR S&P MIDCAP 400 ETF TR

Ticker: MDY CUSIP: 78467Y107 Class: Exchange Traded Fund

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 27,300 Value ($000) $6,795,000 Avg Close — Range —
Q2 2015
Shares 39,425 Value ($000) $10,771,000 Avg Close — Range —
Q1 2015
Shares 36,800 Value ($000) $10,202,000 Avg Close — Range —
Q4 2014
Shares 14,375 Value ($000) $3,795,000 Avg Close — Range —
Q3 2014
Shares 16,900 Value ($000) $4,214,000 Avg Close — Range —
Q2 2014
Shares 6,750 Value ($000) $1,759,000 Avg Close — Range —