SPDR S&P MIDCAP 400 ETF TR

Ticker: MDY CUSIP: 78467Y107 Class: Exchange Traded Fund

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 1,264 Value ($000) $309 Avg Close — Range —
Q3 2013
Shares 3,164 Value ($000) $716 Avg Close — Range —
Q2 2013
Shares 3,804 Value ($000) $799 Avg Close — Range —
Q1 2013
Shares 7,104 Value ($000) $1,490 Avg Close — Range —
Q2 2011
Shares 9,272 Value ($000) $1,645 Avg Close — Range —
Q1 2011
Shares 3,100 Value ($000) $557 Avg Close — Range —
Q1 2010
Shares 30,400 Value ($000) $4,352 Avg Close — Range —