SPDR S&P MIDCAP 400 ETF TR

Ticker: MDY CUSIP: 78467Y107 Class: Exchange Traded Fund

NOMURA HOLDINGS INC's Holding History (CIK: 0001163653)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 2,655 Value ($000) $690 Avg Close — Range —
Q1 2014
Shares 4,000 Value ($000) $1,001 Avg Close — Range —
Q4 2013
Shares 1,791 Value ($000) $437 Avg Close — Range —
Q3 2013
Shares 1,642 Value ($000) $371 Avg Close — Range —
Q2 2013
Shares 1,400 Value ($000) $295 Avg Close — Range —
Q4 2012
Shares 21,549 Value ($000) $3,999 Avg Close — Range —