SPDR S&P MIDCAP 400 ETF TR

Ticker: MDY CUSIP: 78467Y107 Class: Exchange Traded Fund

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 750 Value ($000) $205 Avg Close — Range —
Q1 2015
Shares 1,000 Value ($000) $277 Avg Close — Range —
Q4 2013
Shares 1,557 Value ($000) $380 Avg Close — Range —
Q3 2013
Shares 2,130 Value ($000) $482 Avg Close — Range —