SPDR S&P MIDCAP 400 ETF TR

Ticker: MDY CUSIP: 78467Y107 Class: Exchange Traded Fund

WHITEBOX ADVISORS LLC's Holding History (CIK: 0001257391)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 8,900 Value ($000) $2,349 Avg Close — Range —
Q3 2014
Shares 3,000 Value ($000) $748 Avg Close — Range —