SPDR S&P MIDCAP 400 ETF TR

Ticker: MDY CUSIP: 78467Y107 Class: Exchange Traded Fund

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 15,300 Value ($000) $3,888 Avg Close — Range —
Q3 2015
Shares 20,600 Value ($000) $5,127 Avg Close — Range —
Q2 2015
Shares 20,300 Value ($000) $5,546 Avg Close — Range —
Q1 2015
Shares 72,100 Value ($000) $19,989 Avg Close — Range —
Q4 2014
Shares 65,435 Value ($000) $17,273 Avg Close — Range —
Q3 2014
Shares 164,635 Value ($000) $41,048 Avg Close — Range —
Q2 2014
Shares 163,327 Value ($000) $42,556 Avg Close — Range —
Q1 2014
Shares 168,235 Value ($000) $42,154 Avg Close — Range —
Q4 2013
Shares 327,495 Value ($000) $79,974 Avg Close — Range —
Q3 2013
Shares 76,795 Value ($000) $17,381 Avg Close — Range —
Q2 2013
Shares 77,515 Value ($000) $16,286 Avg Close — Range —