SPDR S&P MIDCAP 400 ETF TR

Ticker: MDY CUSIP: 78467Y107 Class: Exchange Traded Fund

Empyrean Capital Partners, LP's Holding History (CIK: 0001317195)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 24,029 Value ($000) $8,520 Avg Close — Range —
Q1 2019
Shares 41,713 Value ($000) $14,408 Avg Close — Range —
Q4 2018
Shares 4,400 Value ($000) $1,332 Avg Close — Range —
Q4 2017
Shares 95,300 Value ($000) $32,918 Avg Close — Range —
Q3 2017
Shares 28,900 Value ($000) $9,431 Avg Close — Range —
Q4 2016
Shares 158,808 Value ($000) $47,917 Avg Close — Range —
Q3 2016
Shares 17,163 Value ($000) $4,845 Avg Close — Range —
Q2 2016
Shares 173,345 Value ($000) $47,190 Avg Close — Range —