SPDR S&P MIDCAP 400 ETF TR

Ticker: MDY CUSIP: 78467Y107 Class: Exchange Traded Fund

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 2,821 Value ($000) $1,031 Avg Close — Range —
Q1 2018
Shares 2,851 Value ($000) $974 Avg Close — Range —
Q4 2017
Shares 3,273 Value ($000) $1,130 Avg Close — Range —
Q3 2017
Shares 3,293 Value ($000) $1,075 Avg Close — Range —