SPDR S&P MIDCAP 400 ETF TR

Ticker: MDY CUSIP: 78467Y107 Class: Exchange Traded Fund

Focused Wealth Management, Inc's Holding History (CIK: 0001586052)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 30 Value ($000) $8 Avg Close — Range —
Q3 2015
Shares 97 Value ($000) $24 Avg Close — Range —
Q2 2015
Shares 25 Value ($000) $7 Avg Close — Range —