SPDR S&P MIDCAP 400 ETF TR

Ticker: MDY CUSIP: 78467Y107 Class: Exchange Traded Fund

Concorde Asset Management, LLC's Holding History (CIK: 0001631773)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 567 Value ($000) $205 Avg Close — Range —
Q2 2018
Shares 612 Value ($000) $216 Avg Close — Range —
Q1 2018
Shares 748 Value ($000) $256 Avg Close — Range —
Q4 2017
Shares 1,656 Value ($000) $571 Avg Close — Range —
Q3 2017
Shares 1,785 Value ($000) $587 Avg Close — Range —
Q2 2017
Shares 1,631 Value ($000) $518 Avg Close — Range —
Q1 2017
Shares 2,319 Value ($000) $708 Avg Close — Range —
Q4 2016
Shares 1,229 Value ($000) $368 Avg Close — Range —
Q1 2016
Shares 790 Value ($000) $207 Avg Close — Range —
Q4 2015
Shares 884 Value ($000) $225 Avg Close — Range —
Q1 2015
Shares 1,961 Value ($000) $544 Avg Close — Range —
Q4 2014
Shares 1,607 Value ($000) $417 Avg Close — Range —