SPDR S&P MIDCAP 400 ETF TR

Ticker: MDY CUSIP: 78467Y107 Class: Exchange Traded Fund

Bay Harbor Wealth Management, LLC's Holding History (CIK: 0001767989)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 962 Value ($000) $253 Avg Close — Range —
Q4 2019
Shares 1,154 Value ($000) $433 Avg Close — Range —
Q3 2019
Shares 1,236 Value ($000) $436 Avg Close — Range —
Q2 2019
Shares 2,409 Value ($000) $854 Avg Close — Range —
Q1 2019
Shares 3,942 Value ($000) $1,362 Avg Close — Range —
Q4 2018
Shares 5,336 Value ($000) $1,615 Avg Close — Range —