SPDR SER TR

Ticker: SPTS CUSIP: 78468R101 Class: PORTFOLIO SH TSR

Avantax Planning Partners, Inc.'s Holding History (CIK: 0001005441)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018

Shares 713 Value ($000) $21 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2018	713	$21	—	—