SPDR SER TR

Ticker: SPTS CUSIP: 78468R101 Class: PORTFOLIO SH TSR

Occidental Asset Management, LLC's Holding History (CIK: 0001770994)

Note: Option positions (PUT/CALL) are excluded.

Q3 2019

Shares 14,065 Value ($000) $422 Avg Close — Range —

Q4 2018

Shares 13,482 Value ($000) $399 Avg Close — Range —

Q3 2018

Shares 15,882 Value ($000) $468 Avg Close — Range —

Q2 2018

Shares 8,767 Value ($000) $259 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2019	14,065	$422	—	—
Q4 2018	13,482	$399	—	—
Q3 2018	15,882	$468	—	—
Q2 2018	8,767	$259	—	—