SPDR SER TR

Ticker: FLRN CUSIP: 78468R200 Class: BLOOMBERG INVT

Regal Investment Advisors LLC's Holding History (CIK: 0001559789)

Note: Option positions (PUT/CALL) are excluded.

Q1 2015

Shares 13,582 Value ($000) $415 Avg Close — Range —

Q4 2014

Shares 14,318 Value ($000) $436 Avg Close — Range —

Q3 2014

Shares 7,613 Value ($000) $233 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2015	13,582	$415	—	—
Q4 2014	14,318	$436	—	—
Q3 2014	7,613	$233	—	—