SPDR SER TR

Ticker: SJNK CUSIP: 78468R408 Class: Fixed Income ETF

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016

Shares 8,500 Value ($000) $229 Avg Close — Range —

Q1 2016

Shares 8,500 Value ($000) $219 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q2 2016	8,500	$229	—	—
Q1 2016	8,500	$219	—	—