SPDR SER TR

Ticker: SJNK CUSIP: 78468R408 Class: Fixed Income ETF

EP Wealth Advisors, LLC's Holding History (CIK: 0001540569)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018

Shares 34,500 Value ($000) $898 Avg Close — Range —

Q3 2018

Shares 74,400 Value ($000) $2,053 Avg Close — Range —

Q2 2018

Shares 74,400 Value ($000) $2,030 Avg Close — Range —

Q1 2018

Shares 74,400 Value ($000) $2,036 Avg Close — Range —

Period	Shares	Value ($000)	Average Close	Price Range
Q4 2018	34,500	$898	—	—
Q3 2018	74,400	$2,053	—	—
Q2 2018	74,400	$2,030	—	—
Q1 2018	74,400	$2,036	—	—